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  • Increase SEC's FY 2017 Appropriation

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    We urge you and as many of your firm colleagues as possible to contact your members of the U.S. Senate and House of Representatives to express your support for increasing the SEC’s FY 2017 budget to enhance its oversight and examination of investment advisers. The Senate Appropriations Committee recently approved a spending bill that would keep the SEC’s funding flat at $1.605 billion in FY 2017. A week earlier, a House Committee voted to reduce the SEC’s budget to $1.5 billion. The SEC has requested $1.7 billion FY 2017 appropriation. Much of the proposed $176 million increase would be used to bolster the SEC’s investment adviser examination program.


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